For financial services firms already authorized or supervised by the regulators, ongoing adherence and compliance with the rules and regulations are unavoidable requirements. This will ensure that you are not exposed to any form of regulatory risk. We will assist in ensuring that your firm is abreast of the regulatory requirements, updates and filings tailored specifically to you.   

Compliance training helps your business stay compliant. A staff that is not trained becomes the weak link for the firm.  We hold bespoke training seminars, workshops to demonstrate that everyone is kept up to date with FCA regulations. They make your team better prepared to keep your regulatory exposure to a minimum and offer clear evidence of ongoing training and demonstrating that appropriate measures have been taken to develop a suitable compliance culture.